Service. Products. Price. For over 27 years, Seabury & Smith, Inc., has been FINRA's insurance program administrator, proudly serving the securities industry with excellent customer service, comprehensive products designed specifically for broker-dealers, and affordable premiums.
Products and Services
   
  Are you ready for 4360? Recent changes to the Fidelity Bond requirements take effect on January 1, 2012.

Let Seabury & Smith help you obtain or renew your 4360 Fidelity Bond in time for the January 1, 2012 deadline.

 
How can we help you?
Let our experienced Insurance Specialists be your trusted advisors.
 
  Privacy Coverage  
 

Seabury & Smith now offers a comprehensive privacy liability policy. Privacy Coverage is a one-stop solution for broker-dealers seeking a first-class insurance product providing cyber liability coverage for first and third-party e-commerce exposures.

For more information on this valuable offering, please contact a Seabury & Smith Insurance Specialist at 1-800-978-6273. You may also email us at insuranceinfo@seaburyandsmith.com

   

 
   
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FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
FINRA seeks to assist firms' compliance efforts by finding, reviewing and making third-party tools and services available at discounted prices or with additional features. These tools and services are provided as a convenience to firms, and do not represent an endorsement by FINRA. Firms are not obligated to use them, and their use does not ensure compliance with FINRA rules or other regulations or laws.

Seabury & Smith, Inc. is part of the family of MMC companies, including Marsh USA Inc., Guy Carpenter, Putnam Investments, Mercer Human Resource Consulting (including Mercer Health & Benefits, Mercer HR Services, Mercer Investment Consulting, and Mercer Global Investments), and Mercer specialty consulting businesses (including Mercer Management Consulting, Mercer Oliver Wyman, Mercer Delta Organizational Consulting, NERA Economic Consulting, and Lippincott Mercer).
Seabury & Smith, Inc. often does business with the Marsh U.S. Consumer name and in California operates under the name “Seabury & Smith Insurance Program Management”.

AR Ins. Lic. #245544
CA Ins. Lic. #0633005
d/b/a in CA Seabury & Smith Insurance Program Management